Web11 apr. 2024 · Comments on an MSRB proposed amendment to Rule G-40 ("Advertising by Municipal Advisors") that would allow for the use of testimonial statements in municipal advisor advertisements are due by ... Web1 ian. 2024 · To request permission to use any Content other than as expressly permitted in these Terms, please write to us at: Municipal Securities Rulemaking Board, 1300 I …
Municipal Securities Rulemaking Board::EMMA
WebAcum 8 ore · The Gauteng Provincial Treasury (GPT) has appointed ten technical advisors to be deployed across various municipalities to enhance the financial management capacity in local government. Forming part of GPT’s municipal finance hands-on support programme to municipalities, this will address the financial management and financial … WebAccess lists of brokers, dealers, municipal securities dealers and municipal advisors registered with the MSRB and the executing broker symbols for MSRB registrants that … how to delete cookies php
SEC.gov Information About Registered Municipal Advisors
Webmonths for a testimonial.28 Additionally, the MSRB eliminated the proposed language in the original proposed rule change in Rules G-40 and G-8 concerning additional records to be … WebLast fall, the SEC resolved its first-ever enforcement proceeding against a broker-dealer for failure to comply with the registration requirements for municipal advisors. The SEC claimed that a representative of a broker-dealer had provided advice concerning purchases of municipal securities to a Midwestern city without the firm’s being registered as a … Web1 ian. 2024 · To request permission to use any Content other than as expressly permitted in these Terms, please write to us at: Municipal Securities Rulemaking Board, 1300 I Street NW, Suite 1000, Washington, DC 20005, Attention: Communications, or email your request to [email protected] . You may place a hypertext link to the Website on your … how to delete cookies samsung